Amy Kleinschmit,
Chief Compliance Officer
800.279.6328, Ext: 964
akleinschmit@cuad.coop

Compliance

Compliance with all the existing and changing regulations and rules can be a daunting task for any credit union. That is why the Credit Union Association of the Dakotas has developed a compliance department aimed at meeting the unique needs of the credit unions in North and South Dakota.

The CUAD Compliance Department meets these needs in a variety of ways including a hotline for questions, weekly compliance articles in the Memo, due supported access to CU Policy Pro, training and educational sessions on various credit union related topics, and providing Bank Secrecy Act Independent Review services. Also, through the Credit Union Association of the Dakotas' partnership with AffirmX, we are pleased to present a full suite of compliance solutions for credit unions in the Dakotas. These tools have been designed to help your credit union reduce workloads, anxieties and costs.

To succeed in these changing times, it is important for credit unions to be informed about the most current and up-to-date regulatory developments and incorporate these changes into their policies, procedures and practices.
 


Credit Union Association of the Dakotas’ services and products are provided with the understanding that they do not constitute nor should be relied upon as legal advice. For specific legal advice, please consult your credit union’s attorney.